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Anti-Money Laundering & Counter-Terrorist Financing Issues Applicable to SFC Licensed Corporations Event Code: 181207LU
Date 07-Dec-2018
Time 12:15 p.m. - 1:30 p.m.
Venue 14/F, BOC Group Life Assurance Tower, 136 Des Voeux Road Central, Hong Kong
Speaker(s) Mr. Ben Wong
Managing Director
AltQuest
Fee HKSFA Member(s) at HK$170.0/person
CFA Candidate(s) at HK$170.0/person
Guest(s) and Non-member(s) at HK$340.0/person
This seminar is qualified for 1 CPT hour(s), 1 CE hour(s), 1 RBV CPD hour(s)
Remarks CFA Societies Global Passport Program Eligible 
# CFA Candidate(s) for Year 2018/19 only.
- Sandwiches and drinks will be provided.
- Only Visa and Master Card are accepted for online payment.
- Language: English


Event Details Add to Calendar
  
HKSFA is pleased to welcome Mr. Ben Wong, Managing Director of AltQuest, to explore with our audience the following topics:

1) Overview of 
Money Laundering (ML) and Terrorist Financing (TF), as well as    relevant HK legislation, agencies and guidelines
 
2) The SFC Guideline on Anti-Money Laundering and Counter-Terrorist Financing (the "Guideline")  

3) Recent SFC issues / cases

About the speaker



Mr. Ben Wong
Managing Director
AltQuest 
 
AltQuest was established in 2012 by Mr. Ben Wong. Ben was qualified as a lawyer in New South Wales, Australia in 1998, in England and Wales in 2003 and in Hong Kong in 2011. Prior to establishing AltQuest, Ben worked in the Sydney, London and Hong Kong offices of preeminent international law firms such as White & Case, Mayer Brown JSM and Norton Rose Fulbright, as well as working as an in-house counsel at Citi. During his 15+ years at these international firms and since establishing AltQuest, Ben has assisted a wide range of financial services clients in handling regulatory, compliance, SFC licensing and hedge funds and private equity fund formation matters. 


Rating - General
Material presented will be basic and of interest to a general audience having no background in the area. 


CFA Societies Global Passport Program



HKSFA has participated in the CFA Societies Global Passport Program which allows CFA society members to enjoy local society member rate at selected events like this luncheon.  Members of non-HKSFA CFA Institute societies qualify to attend this event at HKSFA member rates.  Please contact HKSFA at 
info@hksfa.org to register.  


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